Federal Register #SR-NasdaqTX-2026-055

SEC notice on Nasdaq Texas’s proposed increase to its Options Regulatory Fee

The SEC notice concerns a proposed Nasdaq Texas rule change, not a government procurement opportunity. - Government entity: Securities and Exchange Commission (SEC). - Organization proposing the change: Nasdaq Texas, LLC (NTX); The Options Clearing Corporation (OCC) collects the fee for NTX. - Proposed fee change: Increase the Options Regulatory Fee (ORF) from $0.0200 to $0.0240 per contract side for customer options transactions executed on the exchange. - Other rule change: Remove obsolete language about an earlier fee-collection method from Options 7, Section 5. - NTX says ORF revenue, together with other regulatory fees and fines, will be monitored and kept within 82% of its Options Regulatory Costs. - No products or services are being solicited; no procurement line items or period of performance apply.

Description

Nasdaq Texas, LLC proposes to increase its Options Regulatory Fee (ORF) from $0.0200 to $0.0240 per contract side, effective November 1, 2026. The ORF applies to customer options transactions executed on NTX Options and is collected through The Options Clearing Corporation. The proposal also removes obsolete text from Options 7, Section 5, concerning a prior ORF collection methodology. The Exchange states that ORF revenue is intended to remain within 82% of its Options Regulatory Costs.

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