Federal Register #812-16082

SEC Notice on Fidus Investment Corporation’s Application for Co-Investment Relief

The SEC notice concerns a request for permission to make co-investments, not a government purchase of products or services. - Government agency: U.S. Securities and Exchange Commission (SEC), Division of Investment Management. - Applicants named: Fidus Investment Corporation; Fidus Credit Opportunities, L.P.; Fidus Equity Opportunities Fund, L.P.; Fidus Mezzanine Capital, L.P.; Fidus Mezzanine Capital II, L.P.; Fidus Mezzanine Capital III, L.P.; Fidus Mezzanine Capital IV, L.P.; FIC Funding, LLC; Fidus Investment Holdings, Inc.; and Fidus Investment Advisors, LLC. - Request: The applicants seek an order under the Investment Company Act of 1940 allowing certain business development companies, closed-end management investment companies, and open-end management investment companies to co-invest in portfolio companies with one another and with certain affiliated investment entities. - Notable details: This is a regulatory application notice, not a procurement opportunity. The notice invites interested persons to request a hearing. - Products, services, OEMs, vendors, part numbers, and quantities: None identified.

Description

The SEC notice concerns an application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1. Applicants seek permission for certain business development companies and closed-end and open-end management investment companies to co-invest in portfolio companies with one another and with certain affiliated investment entities. The application was filed on August 28, 2026, and amended on October 21, 2026. Interested persons may request a hearing by December 4, 2026.

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