Opportunity
Federal Register #2026-22854
SEC notice on Bluerock applicants’ request for subadvisory agreement and fee-disclosure exemptions
Buyer
Securities and Exchange Commission
Posted
November 10, 2026
Identifier
2026-22854
The SEC notice concerns a regulatory application by Bluerock entities, not a government purchase. - Government agency: U.S. Securities and Exchange Commission (SEC), Division of Investment Management. - Applicants named: Bluerock ETF Trust and Bluerock ETF Advisor, LLC. - Requested relief: Permission to enter into and materially amend subadvisory agreements without shareholder approval, and relief from specified disclosures concerning fees paid to subadvisers. - Procurement status: No products or services are being solicited; no quantities, part numbers, or contract requirements are provided.
Description
The Securities and Exchange Commission published a notice regarding an application by Bluerock ETF Trust and Bluerock ETF Advisor, LLC. The applicants seek exemptions that would permit them to enter into and materially amend subadvisory agreements without shareholder approval. The application also requests relief from specified disclosure requirements related to fees paid to subadvisers. The application was filed on September 25, 2026.