Federal Register #SR-ICC-2026-014

SEC notice on ICE Clear Credit’s proposed Treasury trade-submission compliance procedures

The SEC notice concerns proposed compliance procedures for ICE Clear Credit’s U.S. Treasury clearing service. - Government agency: Securities and Exchange Commission (SEC). - Filing entity: ICE Clear Credit LLC (ICC). - Proposal: ICC would monitor Treasury Participants’ compliance with requirements to submit eligible secondary-market transactions for clearing. - Participants would notify ICC in writing within 30 calendar days after learning they are non-compliant. - Participants would provide annual compliance attestations signed by a senior officer. - ICC would periodically review transaction submissions, including rejected or resubmitted trades and submission timeliness. - ICC could investigate suspected violations and apply disciplinary measures. - Notice purpose: The SEC invites public comments on ICC’s proposed rule change. - Procurement status: This is a regulatory notice, not a procurement opportunity or contract award; no products, services, or quantities are being solicited.

Description

ICE Clear Credit LLC proposes procedures to monitor Treasury Participants’ compliance with requirements to submit eligible secondary market transactions for clearing. The procedures include written notice of non-compliance within 30 calendar days, annual compliance attestations, periodic reviews of trade submissions, and processes for investigating and addressing possible violations. The procedures supplement existing ICE Clear Credit U.S. Treasury Clearing Rules and are intended to support its Treasury clearing service. The SEC notice solicits comments on the proposed rule change; comments are due December 1, 2026.

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