Federal Register #SR-NYSE-2026-52

SEC notice on NYSE’s proposed technical amendment to Exchange Rule 2(c)

The SEC notice addresses the NYSE’s proposed technical correction to Exchange Rule 2(c). - Government agency: Securities and Exchange Commission (SEC). - Named organization: New York Stock Exchange LLC (NYSE), which proposed the rule change. - Proposed change: Restore language inadvertently omitted from the definition of “associated person,” covering people engaged in a securities or related business controlled by a member or member organization. - NYSE states the correction aligns the rule text with its intent and preserves the existing scope of its jurisdiction; no other changes to Rule 2 are proposed. - This is a regulatory notice, not a procurement opportunity. No products, services, quantities, or part numbers are requested.

Description

The New York Stock Exchange LLC proposes to amend Exchange Rule 2(c) to restore language inadvertently omitted from the definition of “associated person.” The technical correction adds persons engaged in a securities or kindred business controlled by a member or member organization to the covered category, aligning the rule text with the Exchange’s stated intent and preserving the existing scope of its jurisdiction. No other changes to Rule 2 are proposed. The notice invites comments on the proposed rule change.

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