Federal Register #SR-NYSEAMER-2026-95

SEC notice on NYSE American’s proposed options fee cap waiver

This SEC notice concerns NYSE American LLC’s proposed change to its options fee schedule. - Government entity: U.S. Securities and Exchange Commission (SEC). - Filer: NYSE American LLC. - Proposed change: Waive the combined maximum for Floor Broker credits on QCC trades and rebates under the Manual Billable Rebate Program. - Stated purpose: Address elevated open-outcry volumes, encourage Floor Broker firms to continue directing order flow to the exchange, and assess whether further cap adjustments are needed. - Procurement: No products or services are being requested.

Description

NYSE American LLC proposes to amend its Options Fee Schedule to waive the maximum combined Floor Broker credits for QCC trades and rebates paid through the Manual Billable Rebate Program for October 2026. The exchange states the waiver responds to elevated open outcry volumes and is intended to encourage Floor Broker firms to continue directing order flow to the Exchange. The filing is effective upon filing, and the SEC is soliciting comments on the proposed rule change. Comments are due November 23, 2026.

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