Federal Register #SR-NYSEAMER-2026-94

Proposed NYSE American CUBE Auction Rebate Changes

This SEC notice concerns a proposed change to NYSE American LLC’s options trading rebates, not a government purchase. - Government agency: Securities and Exchange Commission (SEC). - Filing entity: NYSE American LLC. - Proposed fee schedule changes: - Reduce the ACE Initiating Participant Rebate for Single-Leg, Complex, and AON CUBE Auctions from $0.12 to $0.115 per contract. - Reduce the Alternative Initiating Participant Rebate for Complex CUBE Auctions from $0.12 to $0.115 per contract. - Eliminate the Professional Volume Incentive Initiating Participant Rebate for the specified CUBE auction types; the filing says the incentive was underutilized. - Procurement: No products or services are being requested, and no quantities or part numbers are specified.

Description

NYSE American LLC proposes to amend its Options Fee Schedule to adjust rebates for Customer Best Execution (CUBE) Auctions. The proposed changes reduce the ACE Initiating Participant Rebate for single-leg, complex, and AON CUBE Auctions, and the Alternative Initiating Participant Rebate for Complex CUBE Auctions, from $0.12 to $0.115 per contract. The proposal also eliminates the Professional Volume Incentive Initiating Participant Rebate for these auction types. The fee change is stated to be effective October 15, 2026; the SEC notice invites comments by November 19, 2026.

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