Federal Register #SR-CboeEDGA-2026-034

SEC notice on Cboe EDGA’s proposed Rule 14.1 information circular changes

The Securities and Exchange Commission (SEC) issued a notice about proposed changes to Cboe EDGA Exchange, Inc.’s Rule 14.1; this is a regulatory notice, not a procurement opportunity. - Government entity: SEC, acting as the regulator; no purchasing agency or contracting office is identified. - Named organization: Cboe EDGA Exchange, Inc., the filer of the proposed rule change. No OEMs, resellers, or procurement vendors are identified. - Proposed changes would remove EDGA’s requirement to distribute a duplicative information circular before trading begins in each UTP Derivative Security and clarify existing member obligations concerning customer recommendations and disclosures. - The proposal would also revise when written descriptions are required and make related rule renumbering and cross-reference updates. - No products, services, quantities, part numbers, contract value, or period of performance are specified. The SEC invited public comments.

Description

Cboe EDGA Exchange, Inc. filed a proposed change to Exchange Rule 14.1 concerning information circular requirements for UTP Derivative Securities. The proposal adds cross-references to Rules 3.7 and 3.21, removes the requirement for EDGA to distribute a duplicative information circular before trading begins, and revises the rules for written descriptions when required by the listing exchange. It also renumbers related provisions and updates a cross-reference. The SEC notice invites public comments on the proposed rule change.

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