Federal Register #SR-CboeEDGX-2026-068

SEC notice of proposed Cboe EDGX Rule 14.1 changes for UTP Derivative Securities

The Securities and Exchange Commission published a notice about a proposed Cboe EDGX rule change, not a procurement opportunity. - Government agency: Securities and Exchange Commission (SEC), which published the notice; no purchasing agency or contracting office is identified. - Proposal submitter: Cboe EDGX Exchange, Inc. - Proposed change: Amend Rule 14.1 for UTP Derivative Securities to remove EDGX’s obligation to distribute a separate information circular before trading begins. The proposal would rely on information circulars from the primary listing exchange. - Other rule updates: Add references to Rules 3.7 and 3.21, revise requirements for written product descriptions, renumber provisions, and update a related cross-reference. Members’ existing suitability and customer-disclosure duties would remain in effect. - Procurement scope: No products, services, quantities, part numbers, OEMs, or vendors are requested. The notice invites public comments.

Description

Cboe EDGX Exchange, Inc. filed a proposed rule change to amend Exchange Rule 14.1 regarding information circular requirements for UTP Derivative Securities. The proposal would remove the requirement for EDGX to distribute a separate information circular before trading begins, add express references to Rules 3.7 and 3.21, and revise the written-description requirement to align with the listing exchange's requirements. It also renumbers certain provisions and updates a related cross-reference. The notice invites public comments on the proposed rule change.

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