Opportunity
Federal Register #812-16074
SEC Notice on FIS Trust and Faith Investor Services’ Application for Subadvisory Agreement and Fee-Disclosure Exemptions
Buyer
Securities and Exchange Commission
Posted
October 23, 2026
Identifier
812-16074
The Securities and Exchange Commission (SEC) published a notice about an exemption application from FIS Trust and Faith Investor Services, LLC. - Government agency: Securities and Exchange Commission (SEC). - Applicants: FIS Trust and Faith Investor Services, LLC. - Requested regulatory relief would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. - The applicants also seek relief from certain fee disclosures concerning amounts paid to subadvisers. - This is a regulatory notice, not a procurement opportunity; no products, services, quantities, or part numbers are requested.
Description
The SEC notice concerns an application by FIS Trust and Faith Investor Services, LLC for exemptions under the Investment Company Act of 1940 and related disclosure requirements. The requested relief would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and provide relief from disclosure requirements concerning fees paid to subadvisers. The application was filed August 18, 2026, and amended October 6, 2026. Interested persons may request a hearing by November 16, 2026.