Federal Register #SR-PEARL-2026-42

MIAX PEARL proposes a technical correction to Exchange Rule 1014

The SEC notice describes a proposed MIAX PEARL rulebook correction, not a procurement opportunity. - Government agency: U.S. Securities and Exchange Commission (SEC), which published the notice; no purchasing office or government buyer is identified. - Filer: MIAX PEARL, LLC. - Proposed change: Correct Exchange Rule 1014(d)(5), changing the fourth violation-range entry from “16 or 20” to “16 to 20” for violations of Rule 520(b), to improve clarity and precision. - OEMs and products/services: No OEMs, vendors supplying goods, products, or services are identified; nothing is being procured. - Notable requirement: The notice invites public comments on the proposed rule change.

Description

MIAX PEARL, LLC filed a proposed rule change to correct a non-substantive error in Exchange Rule 1014(d)(5), which describes sanctions for violations of Rule 520(b). The correction changes the fourth row’s violation range from “16 or 20” to “16 to 20.” The notice invites public comments on whether the proposed rule change is consistent with the Securities Exchange Act. Comments are due November 12, 2026.

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