Federal Register #SR-NYSE-2026-48

SEC Notice of Proposed NYSE Rule 7.18 Amendment for Initial Listing Auctions

This SEC notice concerns a proposed NYSE rule clarification, not a procurement opportunity. - Government agency: Securities and Exchange Commission (SEC). - Organization proposing the change: New York Stock Exchange LLC (NYSE). - Proposed change: Amend NYSE Rule 7.18, Initial Listing Regulatory Halts, to clarify that an eligible exchange-traded product (ETP) security’s initial listing opens after 9:30 a.m. ET through an IPO Auction. - The SEC describes the proposed change as non-substantive and intended to make the rule clearer and more transparent; the notice invites public comments. - No products, services, quantities, part numbers, OEMs, or vendors are identified for purchase.

Description

The notice concerns the New York Stock Exchange LLC’s proposed amendment to Rule 7.18 regarding Initial Listing Regulatory Halts. It would clarify that an initial listing of an ETP security eligible to participate in an IPO Auction will open after 9:30 a.m. ET with an IPO Auction. The SEC states that the change is non-substantive and adds specificity and transparency to the rule. The notice invites comments on the proposed rule change by November 6, 2026.

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