Federal Register #600-47

SEC review of Cboe Clear U.S., LLC’s amended clearing-agency registration application

The Securities and Exchange Commission is reviewing an amended clearing-agency registration application from Cboe Clear U.S., LLC. - Government agency: U.S. Securities and Exchange Commission (SEC); no sub-agency or office is identified in the provided information. - Applicant and related companies: Cboe Clear U.S., LLC is the applicant. The notice also names Cboe Global Markets, Inc., its ultimate parent, and Cboe Clear Digital Holdings, LLC in connection with governance and membership provisions. - What is being considered: Comments on Cboe Clear U.S., LLC’s amended application for permanent registration as a clearing agency. The SEC will consider comments before acting on the application. - Notable application changes: Adds exhibits for a certificate of good standing and financial-market-infrastructure disclosures; revises materials covering governance, rules, the LLC agreement, open access, contributed equity, direct clearing members, and regulatory compliance. - Changes include limits on member-reserved authority and Board review and approval of the annual budget and auditors. - The amendment removes certain exemption requests. - Procurement status: This is a regulatory notice, not a request to purchase products or services. No products, services, quantities, or part numbers are identified.

Description

The Securities and Exchange Commission published a notice seeking comments on an amendment to Cboe Clear U.S., LLC’s application for registration as a clearing agency. The amendment adds two exhibits and revises several existing exhibits, including materials concerning governance, rules, membership, and disclosure. The SEC will consider comments before taking action on the application for permanent registration. Comments are due by October 30, 2026.

View original listing