Federal Register #OMB Control No. 3235-0793

SEC seeks public comments on extending the Regulation SE information collection

The Securities and Exchange Commission is seeking public comments on extending its Regulation SE information collection, not purchasing goods or services. - Government buyer: U.S. Securities and Exchange Commission (SEC); no sub-agency or office is specified. - Purpose: The SEC plans to submit its existing Regulation SE information collection to the Office of Management and Budget for extension and approval. - Scope: Regulation SE covers the registration and regulation of security-based swap execution facilities and related security-based swap execution matters. - Estimated respondent burden: The collection comprises 12 information collections, with an estimated total annual burden of approximately 4,920 hours across all respondents. - Procurement items and vendors: No products, services, OEMs, vendors, quantities, or part numbers are identified.

Description

The Securities and Exchange Commission is seeking comments on the existing information collection under Regulation SE and plans to submit it to the Office of Management and Budget for extension and approval. Regulation SE covers registration and regulation of security-based swap execution facilities and related security-based swap execution matters. The collection includes 12 information collections, with an estimated total annual burden of approximately 4,920 hours for all respondents. Written comments are due by December 7, 2026.

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