Federal Register #2026-20400

SEC Request for Comments on Extending Rule 0-5 Information Collection

The Securities and Exchange Commission is requesting comments on extending an existing information collection under Investment Company Act Rule 0-5; this notice is not a procurement opportunity. - Government agency: Securities and Exchange Commission (SEC). - Purpose: The SEC is seeking public comments about extending the collection of information associated with Rule 0-5, which establishes procedures for applications seeking exemptions or other relief. - Estimated annual volume: Approximately 188 applications, including 47 expedited-review applications and 141 standard-review applications. - Notable requirements and burden: Expedited applications may require marked copies and certifications. Certain standard-review applications may require written responses to SEC requests for clarification or modification. The notice discusses estimated in-house counsel time and costs for these activities. - Procurement status: No products, services, quantities, OEMs, or vendors are being requested.

Description

The Securities and Exchange Commission is seeking comments on an extension of the information collection associated with Rule 0-5 under the Investment Company Act. The rule sets procedures for applications seeking exemptions or other relief, including requirements for expedited review and written responses to requests for clarification or modification. The notice describes estimated application volumes and the information-collection burden, and invites written comments on the necessity, accuracy, and ways to improve or reduce that burden. Comments are due December 7, 2026.

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