Federal Register #812-16072

SEC Notice on Investment Company Exemption Application

The Securities and Exchange Commission (SEC) published a regulatory notice about an investment-company exemption application, not a procurement opportunity. - Government agency: Securities and Exchange Commission (SEC); no sub-agency or office is identified in the provided notice. - Applicants named: SLR Secured Lending Partners, LLC and SLR Secured Specialty Lending Fund. - Request: The applicants seek an order allowing certain closed-end investment companies that have elected business development company status to issue multiple share classes with different sales loads and asset-based distribution and/or service fees. - Outcome process: The SEC may grant the requested relief unless it orders a hearing. - Procurement: No products or services, quantities, part numbers, or vendors supplying goods or services are identified.

Description

The Securities and Exchange Commission published notice of an application under section 6(c) of the Investment Company Act of 1940. The applicants seek an order permitting certain closed-end investment companies that have elected to be regulated as business development companies to issue multiple classes of shares with varying sales loads and asset-based distribution and/or service fees. The application was filed August 14, 2026, and amended September 1, 2026. An order granting the requested relief will be issued unless the Commission orders a hearing; hearing requests are due by October 26, 2026.

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