Federal Register #812-16065

Macquarie Applicants Seek SEC Relief for Multiple Share Classes

This SEC notice concerns a regulatory application by Macquarie entities, not a government procurement opportunity. - Government agency: U.S. Securities and Exchange Commission (SEC). - Applicants: Macquarie Wealth Advisers, LLC and Macquarie Infrastructure Income Opportunities Fund. - Requested relief: An order allowing certain closed-end investment companies regulated as business development companies to issue multiple share classes with varying sales loads and asset-based distribution and/or service fees. - The application seeks exemptions from specified provisions of the Investment Company Act of 1940. - No products, services, quantities, part numbers, or contract value are requested; no procurement line items are identified.

Description

Macquarie Wealth Advisers, LLC and Macquarie Infrastructure Income Opportunities Fund seek an SEC order allowing certain closed-end investment companies that have elected to be regulated as business development companies to issue multiple share classes. The share classes would have varying sales loads and asset-based distribution and/or service fees. The application requests exemptions under sections 18(a)(2), 18(c), 18(i), and 61(a) of the Investment Company Act of 1940. The application was filed July 31, 2026, and amended September 8, 2026.

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