Opportunity
Federal Register #2026-19940
SEC notice on investment-company share classes, fees, and early withdrawal charges
Buyer
Securities and Exchange Commission
Posted
September 30, 2026
Identifier
2026-19940
The Securities and Exchange Commission published a regulatory notice about an investment-company exemption application, not a procurement opportunity. - Government agency: U.S. Securities and Exchange Commission (SEC). - Applicants named: ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC. - Requested relief: Permission for certain registered closed-end investment companies to issue multiple classes of shares and impose asset-based distribution and/or service fees and early withdrawal charges, with exemptions under the Investment Company Act of 1940 and related rules. - Procurement items: No products, services, part numbers, quantities, or purchase requirements are identified.
Description
The Securities and Exchange Commission published a notice regarding an application by ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC. The applicants request an order permitting certain registered closed-end investment companies to issue multiple share classes and impose asset-based distribution and/or service fees and early withdrawal charges. The application seeks exemptions under the Investment Company Act of 1940, including relief related to multiple share classes, fees, early withdrawal charges, and affiliated transactions. The application was filed on August 7, 2026.