Federal Register #Release No. 34-106484

SEC Notice of Intention to Cancel Registration of Certain Municipal Advisors

This opportunity involves the Securities and Exchange Commission (SEC) announcing its intention to cancel the registration of certain municipal advisors. - Government buyer: - Securities and Exchange Commission (SEC) - Municipal advisors named for cancellation: - Estrada Hinojosa & Company, Inc. - Kane, McKenna Capital, Inc. - Torain Group - Reason for cancellation: - Advisors have either ceased to exist or stopped doing business as municipal advisors - Based on lack of required filings and registration status with the Municipal Securities Rulemaking Board (MSRB) - No products or services are being procured or awarded - Unique requirements: - Notice invites interested parties to request a hearing regarding the cancellation - Action is pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934

Description

The Securities and Exchange Commission (SEC) intends to cancel the registration of certain municipal advisors pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934. The cancellation is based on findings that these municipal advisors have either ceased to exist or have stopped doing business as municipal advisors. The SEC invites interested persons to request a hearing on the cancellation by October 20, 2026. The notice includes details on how to submit comments or requests for hearings and the process following the deadline.

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