Federal Register #3235-0500

SEC Notice: Extension of Information Collection Under Rule 608

This notice from the Securities and Exchange Commission (SEC) concerns the extension of information collection requirements under Rule 608, related to national market system plans. - No procurement or bid opportunity is present - No OEMs, vendors, products, or services are requested - The notice addresses regulatory compliance for self-regulatory organizations (SROs) - Requirements include: - Filing or amending national market system plans (NMS Plans) - Submitting supporting materials and maintaining plan documentation - Posting updates on designated websites - SEC estimates annual industry burden and cost for compliance - Compliance with Rule 608 is mandatory for SROs - No purchase quantities, part numbers, or contract value are provided

Description

This notice pertains to the submission for OMB review of the extension of Rule 608 related to agency information collection activities. Rule 608 specifies procedures for filing or amending national market system plans (NMS Plans) by self-regulatory organizations (SROs). The Commission estimates the burden and cost associated with the creation, submission, and maintenance of NMS Plans and amendments. Compliance with Rule 608 is mandatory, and the information collected is subject to confidentiality provisions as applicable.

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