Federal Register #OMB Control No. 3235-0671

SEC Requests Public Comment on Extension of Rule 613 Information Collection

This notice from the Securities and Exchange Commission (SEC) seeks public comment on the extension of information collection requirements under Rule 613 of Regulation NMS. - Government Buyer: - Securities and Exchange Commission (SEC) - Purpose and Scope: - Request for public input on the continued collection of information related to the National Market System (NMS) Plan for a consolidated audit trail (CAT) - Focuses on regulatory compliance, data collection, and the impact of system changes on error rates - Products/Services Requested: - No products, equipment, or services are being procured - No OEMs or vendors are mentioned - Unique/Notable Requirements: - Ongoing assessment of the impact of material systems changes on error rates - Compliance with the Paperwork Reduction Act - Estimated annual burden and aggregate cost for respondents are detailed - This is not a procurement or award notice; it is a regulatory information collection extension request

Description

This notice from the Securities and Exchange Commission pertains to the submission for Office of Management and Budget (OMB) review of the extension of Rule 613 of Regulation NMS. The rule involves agency information collection activities related to the National Market System Plan for a consolidated audit trail. The notice requests public comments on the extension of this information collection regulation. It includes details on the scope of the rule, the estimated burden on respondents, and links to the full text and related documents.

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