Federal Register #3235-0151

SEC Request for Comments on Extension of Information Collection for Rule 17Ac3-1 and Form TA-W

This notice from the Securities and Exchange Commission (SEC) seeks public comment on the extension of information collection requirements for Rule 17Ac3-1 and Form TA-W. - Government Buyer: - Securities and Exchange Commission (SEC) - Purpose: - Extension of information collection for Rule 17Ac3-1 and Form TA-W - Rule 17Ac3-1 and Form TA-W relate to the withdrawal of transfer agents from registration - Requires electronic filing of Form TA-W via EDGAR - Estimated Impact: - Approximately 12 transfer agents expected to file Form TA-W annually - Total estimated annual burden: 6 hours - Estimated internal compliance cost: $864 - Notable Details: - No products or services are being procured - No OEMs or vendors are referenced - The SEC is requesting public feedback on the continuation of these requirements

Description

This notice from the Securities and Exchange Commission pertains to the submission for Office of Management and Budget (OMB) review of information collection activities related to Rule 17Ac3-1 and Form TA-W, including a request for extension. The rule and form govern the withdrawal of transfer agents from registration and require certain information to be filed electronically. The Commission estimates that approximately 12 transfer agents will file Form TA-W annually, with an estimated total annual burden of 6 hours and a compliance cost of $864. The notice invites public comments on the extension of this information collection.

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