Federal Register #3038-0062

CFTC Notice: Intent to Extend Information Collection for Off-Exchange Foreign Currency Transactions

This notice from the Commodity Futures Trading Commission (CFTC) announces an intent to extend information collection requirements for off-exchange foreign currency transactions. - Government Buyer: - Commodity Futures Trading Commission (CFTC) - OEMs and Vendors: - No OEMs or vendors are mentioned; this is not a procurement for products or services - Products/Services Requested: - No products or services are being procured - The notice concerns regulatory reporting and recordkeeping requirements for: - Retail Foreign Exchange Dealers (RFEDs) - Futures Commission Merchants (FCMs) - Introducing Brokers (IBs) - Commodity Trading Advisors (CTAs) - Commodity Pool Operators (CPOs) - Requirements include submission of forms, risk disclosures, financial statements, and records as specified in Part 5 of CFTC regulations - Unique or Notable Requirements: - Focus on customer protection and regulatory compliance - Compliance with the Paperwork Reduction Act - Public comment is requested on the proposed renewal - No part numbers, purchase quantities, or specific products are involved

Description

The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. This notice solicits comments on the extension of information collection requirements provided for by Part 5 of the Commission's regulations under the Commodity Exchange Act (CEA), focusing on off-exchange foreign currency transactions. The collection includes various reporting and recordkeeping requirements for retail foreign exchange dealers and related entities to promote customer protection and regulatory compliance. Comments must be submitted by November 23, 2026.

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