Federal Register #812-16051

SEC Notice: Wasatch Funds Trust and Wasatch Advisors LP Application for Multi-Class ETF Fund Exemptions

This notice from the Securities and Exchange Commission (SEC) addresses a regulatory application, not a procurement opportunity. - Government buyer: - Securities and Exchange Commission (SEC) - Applicants (vendors): - Wasatch Funds Trust - Wasatch Advisors LP - Products/services requested: - Regulatory relief to permit a registered open-end management investment company to offer both exchange-traded shares (ETF Class) and non-exchange-traded shares (Mutual Fund Class) within Multi-Class ETF Funds - No physical products, part numbers, or purchase quantities are specified - Unique or notable requirements: - Request for exemptions covering standard ETF operations and multi-class fund structures - No procurement or purchasing activity involved; this is a regulatory action - OEMs: - No OEMs are referenced, as this is not a product or service procurement

Description

This notice from the Securities and Exchange Commission (SEC) concerns an application filed by Wasatch Funds Trust and Wasatch Advisors LP. The application requests an order to permit a registered open-end management investment company to offer one class of exchange-traded shares operating as an ETF and one or more classes of shares that are not exchange-traded. The order would provide relief for standard ETF operations and for offering multiple classes of shares. The application was filed on July 8, 2026, and amended on September 10, 2026.

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