Federal Register #OMB Control No. 3235-0233

SEC requests public comment on extension of Form 2-E information collection under Rule 609 and Regulation E

This opportunity relates to the SEC's request for public comment on the extension of Form 2-E information collection under Rule 609 and Regulation E. - Government Buyer: - Securities and Exchange Commission (SEC) - Office of Management and Budget (OMB) review - Purpose: - Extension of information collection for Form 2-E - Applies to small business investment companies and business development companies - Requirements: - Semiannual reporting on securities offerings exempt from registration under Regulation E - Information required includes offering dates, number of shares sold, amounts received, and expenses incurred - No OEMs, vendors, or products are involved - Focus is solely on regulatory compliance and information collection activities

Description

This notice pertains to the submission for Office of Management and Budget (OMB) review of the extension of a collection of information titled "Form 2-E, Report Pursuant to Rule 609 and Regulation E." The Securities and Exchange Commission (SEC) is requesting comments on this collection. The form requires small business investment companies and business development companies to report semiannually on the progress of securities offerings exempt from registration under Regulation E. The information collected assists the SEC staff in monitoring the offering and ensuring compliance with regulatory limits.

View original listing