Federal Register #SR-TXSE-2026-028

Proposed Fee Schedule Amendment for Texas Stock Exchange LLC Related to Historical CAT Costs

This notice from the Securities and Exchange Commission (SEC) concerns a proposed rule change by Texas Stock Exchange LLC to amend its fee schedule for industry members, specifically to recover historical costs related to the National Market System (NMS) Plan's Consolidated Audit Trail (CAT). - Government Buyer: - Securities and Exchange Commission (SEC) - Texas Stock Exchange LLC (regulated entity submitting the rule change) - OEMs and Vendors Mentioned: - Amazon Web Services, Inc. (AWS) - Kingland Systems Incorporation - Thesys Technologies, LLC - Products/Services Referenced: - Cloud hosting services (AWS) - CAIS-related services (Kingland Systems) - CAT technology development (Thesys Technologies) - Notable Requirements: - The rule change establishes fees for industry members to recover historical CAT costs - Connectivity fees for both physical and logical connections at primary and disaster recovery facilities - No specific products or purchase quantities are requested; focus is on regulatory fee changes and technology/service providers involved in CAT system development and operation

Description

The Securities and Exchange Commission has issued a notice regarding a proposed rule change by the Texas Stock Exchange LLC. The rule change involves amending the fee schedule to establish fees for industry members related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail. The notice provides detailed information about the proposed rule change, including the context, specific amendments, and regulatory considerations. The rule change is intended to implement connectivity fees for physical and logical connectivity at the Exchange's facilities upon commencement of its operations as a national securities exchange.

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