Federal Register #Release No. IA-6992; File No. S7-22-22

Extension of Form PF Compliance Date and Temporary Vessel Regulation for Pitt Paddle Event

This notice announces regulatory actions by the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC), as well as a temporary safety regulation by the U.S. Coast Guard. - Government Buyers: - Commodity Futures Trading Commission (CFTC) - Securities and Exchange Commission (SEC) - U.S. Coast Guard - OEMs and Vendors: - No OEMs or commercial vendors are mentioned; this is a regulatory notice, not a procurement opportunity. - Products/Services Requested: - No products or services are being procured. - The Coast Guard is establishing a temporary special local regulation for the Pitt Paddle event, restricting vessel access for safety. - Unique or Notable Requirements: - Extension of compliance date for Form PF amendments, affecting SEC-registered investment advisers to private funds, including those registered with the CFTC as commodity pool operators (CPOs) or commodity trading advisers (CTAs). - Temporary restriction of vessel access on specified sections of the Allegheny and Ohio Rivers in Pittsburgh, PA, for the Pitt Paddle event. - No purchase quantities, part numbers, or contract values are associated with this notice.

Description

The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) are jointly extending the compliance date for amendments to Form PF from October 1, 2026, to July 1, 2027. Form PF is a confidential reporting form used by certain SEC-registered investment advisers to private funds, including those registered with the CFTC as commodity pool operators or commodity trading advisers. This extension provides additional time for affected entities to comply with the amended reporting requirements. The rule aims to reduce reporting burdens while ensuring the collection of necessary information for regulatory oversight and investor protection.

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