Federal Register #SR-LTSE-2026-17

LTSE Proposed Rule Change on Statutory Disqualifications

This notice concerns a proposed rule change by the Long-Term Stock Exchange, Inc. (LTSE) regarding statutory disqualifications. - Government buyer: - Securities and Exchange Commission (SEC) - Long-Term Stock Exchange, Inc. (LTSE) as the filing entity - OEMs and vendors mentioned: - Long-Term Stock Exchange, Inc. (LTSE) - Cboe BZX Exchange, Inc. - FINRA (Financial Industry Regulatory Authority) - Nasdaq GEMX, LLC - Products/services requested: - No products or services are being procured; this is a regulatory notice - Unique or notable requirements: - Proposed amendments update definitions and procedures for statutory disqualifications - Harmonizes LTSE rules with other self-regulatory organizations (SROs) - Clarifies registration requirements and eligibility proceedings - Introduces new procedures for applications and interim plans of heightened supervision - Impacts membership and compliance processes for LTSE and its members - No procurement activity or contract value is associated with this notice

Description

This notice pertains to a proposed rule change filed by the Long-Term Stock Exchange, Inc. with the Securities and Exchange Commission. The proposed amendments concern the Exchange's rules regarding statutory disqualifications, including definitions and procedures for membership and association with members. The changes aim to harmonize the Exchange's rules with those of other self-regulatory organizations and improve regulatory processes related to statutory disqualifications.

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