Federal Register #3038-0059

CFTC Requests Public Comment on Renewal of Security Futures Information Collection

The Commodity Futures Trading Commission (CFTC) is seeking public comment on the renewal of information collection requirements for security futures products. - Government buyer: Commodity Futures Trading Commission (CFTC) - No OEMs or commercial vendors are involved; this is an information collection activity - Products/services requested: - Renewal of information collection requirements (registration, reporting, recordkeeping, third-party disclosure) for security futures products - Applies to firms dually registered with the Securities and Exchange Commission (SEC) and CFTC - Estimated annual burden: 603 hours for 10 respondents (2 Designated Contract Markets, 8 Futures Commission Merchants) - Unique requirements: - Focus on avoiding duplicative/conflicting regulations between SEC and CFTC - Ensures proper treatment of customer transactions in security futures products - Public comments are requested on necessity, accuracy, and burden minimization - No procurement of physical products or commercial services; this is a regulatory information collection notice

Description

The Commodity Futures Trading Commission (CFTC) is seeking public comment on the proposed renewal of information collection requirements related to security futures products. This collection involves registration, reporting, recordkeeping, and third-party disclosure requirements for firms dually registered with the SEC and CFTC. The information collection aims to avoid duplicative or conflicting regulations and ensure proper treatment of customer transactions in security futures products. Comments are invited on the necessity, accuracy, and ways to minimize the burden of the collection. The estimated total annual burden is 603 hours for 10 respondents.

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