Federal Register #OMB Control No. 3235-0473

SEC Request for Public Comment on Extension of Information Collection: Rule 17Ad-3(b)

The Securities and Exchange Commission (SEC) is requesting public comment on the extension of an information collection under Rule 17Ad-3(b). - Government buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are mentioned, as this is not a procurement opportunity - No products or services are requested; this is a regulatory information collection - Unique requirements: - Registered transfer agents must notify issuers when performance standards are not met - The notice is part of SEC's oversight and reporting process - No purchase quantities, part numbers, or technical specifications are provided

Description

This notice pertains to the extension of a currently approved information collection by the Securities and Exchange Commission (SEC), involving proposed modifications to Rule 17Ad-3(b). The notice invites public comments on the collection. It outlines the regulatory requirements for registered transfer agents to notify issuers when performance standards are not met. The document is part of the SEC's regulatory process and is published in the Federal Register.

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