Federal Register #812-16016

SEC Notice: Exemption Application by Elevation Series Trust and Norris Perné and French LLP

This opportunity involves a request from Elevation Series Trust and Norris Perné and French LLP for an exemption under the Investment Company Act of 1940. - Government buyer: - Securities and Exchange Commission (SEC) - OEMs/vendors mentioned: - Elevation Series Trust - Norris Perné and French LLP - Products/services requested: - No products or services are being procured; this is a regulatory exemption application - Unique or notable requirements: - Exemption from section 15(a) of the Investment Company Act of 1940 - Relief from certain disclosure requirements related to fees paid to subadvisers - Permission to enter into and amend subadvisory agreements without shareholder approval - Relief from disclosure requirements in rule 20a-1, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8), and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and sections 6-07(2)(a), (b), and (c) of Regulation S-X - No procurement of goods or services; this is a regulatory notice

Description

This notice issued by the Securities and Exchange Commission (SEC) pertains to an application filed on April 17, 2026, and amended on June 12, 2026. The application requests an exemption under the Investment Company Act of 1940 to allow the applicants to enter into and materially amend subadvisory agreements without shareholder approval and to obtain relief from certain disclosure requirements related to fees paid to subadvisers. The notice provides regulatory details and information about the application process.

View original listing