Federal Register #3038-0005

CFTC Renewal of Information Collection for Commodity Pool Operators, Trading Advisors, and Futures Commission Merchants

The Commodity Futures Trading Commission (CFTC) is seeking public comment on its intent to renew information collection requirements for regulatory compliance by commodity pool operators (CPOs), commodity trading advisors (CTAs), and futures commission merchants (FCMs). - Government Buyer: - Commodity Futures Trading Commission (CFTC) - Scope of Request: - Renewal of information collection under OMB Control No. 3038-0005 - Applies to CPOs, CTAs, and FCMs - Focuses on regulatory compliance reporting, including maintenance of books, records, and submission of required reports - Respondent Details: - Estimated 49,183 respondents - Average burden of 8.86 hours per respondent - Total annual burden estimated at 435,925 hours - Notable Requirements: - No specific products, OEMs, or vendors are involved - The opportunity is for information collection and compliance reporting only - Public feedback is requested on the necessity, accuracy, and burden of the collection

Description

The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. This collection relates to the rules governing the operations and activities of commodity pool operators (CPOs), commodity trading advisors (CTAs), and monthly reporting by futures commission merchants. The notice invites comments on the necessity, accuracy, quality, and burden of the information collection. Comments must be submitted by October 13, 2026.

View original listing