Federal Register #3235-0178

SEC Seeks Comment on Extension of Rule 31a-1 Information Collection

This opportunity is a regulatory notice from the Securities and Exchange Commission (SEC) regarding an extension of an information collection requirement: - Government Buyer: - Securities and Exchange Commission (SEC) - Purpose: - Seeking public comment on the extension of approval for an existing information collection under OMB Control No. 3235-0178 - Related to Rule 31a-1 of the Investment Company Act of 1940 - Requirements: - Registered investment companies, business development companies (BDCs), and certain majority-owned subsidiaries must maintain and keep current records supporting their financial statements filed with the SEC - Records are used by the SEC for inspections and examinations to ensure compliance with securities laws - No procurement of products or services is involved - No OEMs or vendors are mentioned, as this is a regulatory information collection notice - The SEC invites public comment on the necessity, accuracy, and burden of the information collection, as well as suggestions for improvement

Description

This notice announces the Securities and Exchange Commission's (SEC) intention to seek extension of approval for an existing information collection under OMB Control No. 3235-0178 related to Rule 31a-1. The rule requires registered investment companies, business development companies, and certain majority-owned subsidiaries to maintain and keep current records supporting financial statements filed with the SEC. The collection supports SEC inspections and examinations to ensure compliance with securities laws. Comments are invited on the necessity, accuracy, burden, and ways to enhance or reduce the burden of the information collection.

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