Federal Register #SR-NYSEAMER-2026-69

NYSE American LLC Options Regulatory Fee (ORF) Rule Change Notice

This notice announces a regulatory update by the Securities and Exchange Commission (SEC) regarding NYSE American LLC: - The SEC has published a notice of immediate effectiveness for a rule change to amend the Options Regulatory Fee (ORF) charged by NYSE American LLC - The amendment updates the ORF methodology description to align with other options exchanges - Specifies the ORF rates that will be in effect through August 31, 2026, and from September 1, 2026 - The ORF is assessed on options transactions executed on NYSE American and cleared in the Customer range at The Options Clearing Corporation (OCC) - The fee funds the Exchange's regulatory and surveillance operations related to customer options business - No OEMs, vendors, or product/service line items are involved, as this is a regulatory fee notice, not a procurement opportunity

Description

The Securities and Exchange Commission (SEC) has filed a proposed rule change to amend the Options Regulatory Fee (ORF) for NYSE American LLC. The amendment includes non-substantive changes to the description of the ORF methodology to align with other options exchanges and specifies the ORF rates effective through August 31, 2026, and from September 1, 2026. The ORF is assessed on options transactions executed on the Exchange and cleared in the Customer range at The Options Clearing Corporation (OCC). The fee supports the Exchange's regulatory and surveillance operations related to customer options business.

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