Federal Register #803-00297

SEC Notice: Berkshire Partners LLC Seeks Exemptive Order for Investment Advisory Services

This opportunity concerns a regulatory exemption request involving investment advisory services: - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors: - Berkshire Partners LLC (applicant and service provider) - Products/Services Requested: - Investment advisory services - No specific products, part numbers, or purchase quantities are listed - Unique or Notable Requirements: - Berkshire Partners LLC seeks an exemptive order under Section 206A of the Investment Advisers Act of 1940 and rule 206(4)-5 - The exemption would allow the firm to receive compensation from a government entity for investment advisory services within two years after a political contribution by a covered associate to a candidate for state office - The SEC is soliciting public comments and may grant the exemption unless a hearing is requested - No attachments or technical product specifications are provided

Description

This notice from the Securities and Exchange Commission announces an application filed by Berkshire Partners LLC on July 30, 2026. The application requests an exemptive order under the Investment Advisers Act of 1940 to permit Berkshire Partners LLC to receive compensation from a government entity for investment advisory services within two years following a political contribution by a covered associate. The notice invites interested persons to submit comments or request a hearing regarding the application.

View original listing