Federal Register #36276

SEC Notice: Exemption Application by Yorkville America Investment Trust and Yorkville America Equities, LLC

This notice concerns a regulatory application, not a procurement opportunity. - Government buyer: Securities and Exchange Commission (SEC) - Applicants: Yorkville America Investment Trust and Yorkville America Equities, LLC - Purpose: Request for exemption under section 6(c) of the Investment Company Act of 1940 - Would allow entering into and amending subadvisory agreements without shareholder approval - Seeks relief from certain disclosure requirements regarding subadvisor fees - No products, services, OEMs, or vendors are involved - Notice is informational and relates to regulatory relief, not acquisition of goods or services

Description

This notice pertains to an application filed and amended by Yorkville America Investment Trust and Yorkville America Equities, LLC with the Securities and Exchange Commission. The application requests an exemption under the Investment Company Act of 1940 to allow the applicants to enter into and amend subadvisory agreements without shareholder approval and to receive relief from certain disclosure requirements related to fees paid to subadvisors. The application was filed on November 6, 2025, and amended on July 14, 2026. Interested persons may request a hearing by August 25, 2026.

View original listing