Federal Register #OMB Control No. 3235-0078

SEC Request for Public Comment on Extension of Information Collection Under Rule 15c3-3

This opportunity is a regulatory notice from the Securities and Exchange Commission (SEC) regarding information collection under Rule 15c3-3: - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are involved, as this is not a procurement action - No products or services are being requested - Focus is on regulatory compliance for broker-dealers: - Maintenance of possession and control of customer securities - Segregation of customer funds in special reserve bank accounts - Related compliance documentation and reporting - Estimated annual burden for broker-dealers is provided, but no procurement requirements are present - No unique or notable procurement requirements, as this is an information collection extension request

Description

This Federal Register notice from the Securities and Exchange Commission announces a proposed extension of the collection of information under Rule 15c3-3. The rule requires broker-dealers to maintain possession and control of customer securities and segregate customer funds in special reserve bank accounts. The notice invites public comments on the information collection and provides details on the estimated burden and compliance requirements. The comment period is open for 60 days from the publication date.

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