Federal Register #OMB Control No. 3235-0151

SEC Requests Public Comment on Extension of Rule 17Ac3-1 and Form TA-W Information Collection

This notice from the Securities and Exchange Commission (SEC) seeks public comment on the extension of an existing information collection related to Rule 17Ac3-1 and Form TA-W. - The collection concerns procedures for transfer agents to withdraw their registration. - Transfer agents must provide information such as: - Locations where transfer agent activities were performed - Reasons for ceasing such activities - Disclosure of unsatisfied judgments or liens - Details about successor transfer agents - No products, services, or equipment are being procured. - No Original Equipment Manufacturers (OEMs) or vendors are mentioned. - The SEC is specifically requesting feedback on: - The necessity and accuracy of the information collection - The burden on respondents - Suggestions for minimizing respondent burden - This is not a procurement or contract opportunity; it is a request for public input on regulatory paperwork.

Description

This notice from the Securities and Exchange Commission (SEC) pertains to the extension of a currently approved collection of information involving Rule 17Ac3-1 and Form TA-W. The SEC is seeking public comments on the extension of this information collection, which relates to transfer agents' registration withdrawal procedures. The form requires transfer agents to provide details such as locations of activities, reasons for ceasing activities, disclosure of unsatisfied judgments or liens, and information about successor transfer agents. The notice invites comments on the necessity, accuracy, and ways to minimize the burden of this collection.

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