Federal Register #2026-14630

SEC Seeks Public Comment on Extension of Rule 17f-2(e) Information Collection

This opportunity involves a request from the Securities and Exchange Commission (SEC) for public comment on the proposed extension of information collection under Rule 17f-2(e) of the Securities Exchange Act of 1934. - Government Buyer: - Securities and Exchange Commission (SEC) - Scope of Request: - Proposal to extend the collection of information required under Rule 17f-2(e) - Rule applies to members of national securities exchanges, brokers, dealers, registered transfer agents, and registered clearing agencies - Requires fingerprinting of certain individuals and maintenance of exemption documentation - Products/Services Requested: - No specific products, OEMs, or vendors are mentioned - Focus is on regulatory compliance and information collection activities - Notable Requirements: - Estimated annual compliance burden is 38 hours across 75 respondents - Public comment is invited on the proposed extension - No procurement of goods or services is involved in this notice

Description

This notice pertains to the Securities and Exchange Commission's proposal to extend the collection of information under Rule 17f-2(e). The rule requires covered entities such as members of national securities exchanges, brokers, dealers, registered transfer agents, and registered clearing agencies to fingerprint certain individuals and maintain documentation for exemptions. The notice invites public comment on the proposed extension of this information collection. The estimated annual burden for compliance is approximately 38 hours across 75 respondents.

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