Federal Register #812-15952

SEC Notice: Application for Order to Permit Certain Joint Transactions by Herzfeld Credit Income Fund, et al.

This notice concerns a regulatory application submitted to the Securities and Exchange Commission (SEC) by Herzfeld Credit Income Fund, Inc., Thomas J. Herzfeld Advisors, Inc., and affiliated entities. - The application seeks an order to permit certain joint transactions among business development companies (BDCs) and closed-end management investment companies. - Specifically, the applicants request permission for these entities to co-invest in portfolio companies alongside each other and with certain affiliated investment entities. - The request is made under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1. - No procurement of products or services is involved. - No OEMs, vendors, part numbers, or purchase quantities are mentioned. - This is a regulatory action, not a solicitation for goods or services.

Description

This notice from the Securities and Exchange Commission announces an application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit certain joint transactions otherwise prohibited by the Act. The applicants include Herzfeld Credit Income Fund, Inc., Thomas J. Herzfeld Advisors, Inc., and certain affiliated entities. The application seeks permission for business development companies and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. The application was filed on December 10, 2025, and amended on June 8, 2026, and July 1, 2026. Interested persons may request a hearing by August 11, 2026.

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