Federal Register #2026-14089

SEC Notice: Exemption Application by Elevation Series Trust and CresAlta Investment Management, Inc.

This notice from the Securities and Exchange Commission (SEC) concerns an application for regulatory exemption, not a procurement opportunity. - Government Buyer: - Securities and Exchange Commission (SEC) - Applicants: - Elevation Series Trust - CresAlta Investment Management, Inc. - Purpose of Application: - Request for exemption under section 6(c) of the Investment Company Act of 1940 - Seeks permission to enter into and amend subadvisory agreements with subadvisers without shareholder approval - Requests relief from certain disclosure requirements related to subadviser fees - Includes relief from rule 20a-1 under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8), and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and sections 6-07(2)(a), (b), and (c) of Regulation S-X - No products or services are being procured - No OEMs or commercial vendors are mentioned aside from the applicants - No quantities, part numbers, or technical requirements are specified - This is not a solicitation for goods or services

Description

This notice pertains to an application filed by Elevation Series Trust and CresAlta Investment Management, Inc. with the Securities and Exchange Commission. The application requests an exemption under the Investment Company Act of 1940 to allow the applicants to enter into and materially amend subadvisory agreements without shareholder approval. It also seeks relief from certain disclosure requirements related to fees paid to subadvisers. The application was filed on May 26, 2026, and the notice was published on July 14, 2026.

View original listing