Federal Register #812-16029

SEC Notice: Application for Exemption by 360 Funds and M3Sixty Capital, LLC

This notice concerns a regulatory application submitted to the Securities and Exchange Commission (SEC) by 360 Funds and M3Sixty Capital, LLC. - The application seeks an exemption from section 15(a) of the Investment Company Act of 1940 and related disclosure requirements - If granted, the exemption would: - Allow the applicants to enter into and amend subadvisory agreements with subadvisers without requiring shareholder approval - Provide relief from certain disclosure requirements regarding fees paid to subadvisers - No procurement of products or services is involved - No part numbers, quantities, or technical product details are included - The only entities mentioned are 360 Funds and M3Sixty Capital, LLC, as applicants - This is a regulatory action, not a contract opportunity or award

Description

This notice pertains to an application filed with the Securities and Exchange Commission (SEC) by 360 Funds and M3Sixty Capital, LLC. The application requests an exemption from certain sections of the Investment Company Act of 1940 and related disclosure requirements. The exemption would allow the applicants to enter into and amend subadvisory agreements without shareholder approval and provide relief from disclosure requirements related to fees paid to subadvisers. The application was filed on May 15, 2026, and amended on June 26, 2026, and July 15, 2026. Interested persons may request a hearing by August 10, 2026.

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