Federal Register #SR-NYSEARCA-2026-72

Proposed Temporary Waiver of Gross FOCUS Fee for ETP Holders by NYSE Arca

This notice concerns a proposed regulatory fee change by NYSE Arca, Inc. as published by the Securities and Exchange Commission (SEC): - Government buyer: - Securities and Exchange Commission (SEC) - NYSE Arca, Inc. (as the regulated entity proposing the change) - OEMs and vendors: - NYSE Arca, Inc. (operator of the exchange and fee administrator) - Products/services requested: - No products or services are being procured; this is a regulatory fee adjustment - Key details: - Proposal to temporarily waive the Gross FOCUS fee for ETP Holders - The Gross FOCUS fee is a monthly regulatory fee based on gross revenue reported in FOCUS Reports - Waiver period is from July 1, 2026, through December 31, 2026 - The waiver applies equally to all ETP Holders - Fee collections are being adjusted to align with projected regulatory costs - The fee is scheduled to resume at the current rate on January 1, 2027, unless further changes are made - No procurement of goods or services is involved; this is a regulatory notice affecting fee structures for market participants

Description

This notice from the Securities and Exchange Commission announces a proposed rule change filed by NYSE Arca, Inc. The proposal seeks to amend the NYSE Arca Equities Fees and Charges by temporarily waiving the Gross FOCUS fee for ETP Holders from July 1, 2026, through December 31, 2026. The waiver aims to ensure that fee collections do not exceed the Exchange's projected regulatory costs. The fee waiver applies equally to all ETP Holders and the fee is proposed to resume on January 1, 2027, unless further adjustments are deemed necessary.

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