Federal Register #SR-SAPPHIRE-2026-29

SEC Notice: MIAX Sapphire, LLC Proposed Rule Change to Amend Rules 100 and 204

This notice concerns a proposed regulatory rule change, not a procurement opportunity. - Government buyer: Securities and Exchange Commission (SEC) - Subject: MIAX Sapphire, LLC proposes amendments to Rule 100 (Definitions) and Rule 204 (Statutory Disqualification) - Purpose: Align MIAX Sapphire's rules with Financial Industry Regulatory Authority, Inc. (FINRA) and industry standards - No products, services, OEMs, or vendors are being requested or referenced - Notable: The rule change is similar to previous filings by Cboe Exchange, Inc. and aims to streamline statutory disqualification procedures for improved compliance and investor protection

Description

The Securities and Exchange Commission announced the filing and immediate effectiveness of a proposed rule change by MIAX Sapphire, LLC. The rule change amends Rule 100 (Definitions) and Rule 204 (Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification). The purpose is to update the rules governing the definitions and disqualifications of members and associated persons. The proposal aims to harmonize Exchange rules with FINRA rules and industry standards to improve regulatory compliance and investor protection.

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