Federal Register #2026-14414

SEC Notice: Extension of Information Collection for Rule 15b6-1 and Form BDW

This notice from the Securities and Exchange Commission (SEC) concerns the extension of information collection requirements for Rule 15b6-1 and Form BDW: - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are involved, as this is not a procurement opportunity - Purpose: - The SEC is seeking public comment on the continued collection of information related to broker-dealer withdrawals from registration - Registered broker-dealers use Form BDW to withdraw from registration with the SEC, self-regulatory organizations, and states - Estimated Impact: - Approximately 283 broker-dealers withdraw annually - Aggregate annual reporting burden is about 283 hours - No products, services, part numbers, or purchase quantities are requested - This is a regulatory notice, not a solicitation for goods or services

Description

This notice pertains to the submission for OMB review of the extension of the information collection requirements related to Rule 15b6-1 and Form BDW, as part of the SEC's ongoing regulatory activities. Registered broker-dealers use Form BDW to withdraw from registration with the Commission, self-regulatory organizations, and states. The Commission estimates that approximately 283 broker-dealers withdraw annually, with an aggregate annual reporting burden of approximately 283 hours. The notice solicits public comments on this information collection extension.

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