Federal Register #812-16033

SEC Notice: Exemption Application by Elevation Series Trust and CresAlta Investment Management, Inc.

This notice concerns an application to the SEC for regulatory exemption, not a procurement opportunity. - Government buyer: - Securities and Exchange Commission (SEC) - Applicants: - Elevation Series Trust - CresAlta Investment Management, Inc. - No OEMs, vendors, or commercial products/services are being requested or procured - Application seeks exemption from: - Section 15(a) of the Investment Company Act of 1940 - Certain disclosure requirements regarding subadviser fees - If granted, would allow: - Entering into and amending subadvisory agreements without shareholder approval - Relief from specific fee disclosure requirements - No procurement, contract, or award activity is involved

Description

This notice pertains to an application filed by CresAlta Investment Management, Inc. for registration or approval related to the Elevation Series Trust. The application was filed on May 26, 2026, and is documented under Docket IDs Investment Company Act Release No. 36246 and File No. 812-16033. The notice was published in the Federal Register on July 14, 2026. The requested exemption would permit the applicants to enter into and materially amend subadvisory agreements with subadvisers without shareholder approval and would grant relief from certain disclosure requirements related to fees paid to subadvisers.

View original listing