Federal Register #81216044

SEC Notice: Application for Multi-Class ETF Fund Exemption by Datum One Series Trust and First Sentier Investors (US) LLC

This notice from the Securities and Exchange Commission (SEC) concerns a regulatory application, not a procurement opportunity. - Government buyer: - Securities and Exchange Commission (SEC) - Applicants: - Datum One Series Trust - First Sentier Investors (US) LLC - Purpose: - Application for an order to permit a registered open-end management investment company to offer both exchange-traded (ETF Class) and non-exchange-traded (Mutual Fund Classes) shares within a single Multi-Class ETF Fund - Seeks relief to operate under Rule 6c-11 of the Investment Company Act - No products, part numbers, or purchase quantities are requested - No OEMs or vendors are involved in a procurement context - The notice is informational and relates to regulatory exemption, not acquisition of goods or services

Description

This notice from the Securities and Exchange Commission announces an application filed on June 12, 2026, by Datum One Series Trust and First Sentier Investors (US) LLC. The application requests an order to permit a registered open-end management investment company to offer one class of exchange-traded shares operating as an ETF and one or more classes of shares that are not exchange-traded. The order seeks relief to allow standard ETF operations and to offer multiple share classes within the fund. Interested persons may request a hearing by July 31, 2026.

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