Federal Register #OMB Control No. 3235-0195

SEC Seeks Public Comment on Extension of Rule 17Ab2-1 and Form CA-1 Information Collection

This opportunity is a regulatory notice from the Securities and Exchange Commission (SEC) regarding information collection, not a procurement action. - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are mentioned, as this is not a request for products or services. - Products/Services Requested: - No products or services are being procured. - The notice concerns the extension of information collection requirements under Rule 17Ab2-1 and Form CA-1 for clearing agencies. - Unique/Notable Requirements: - Clearing agencies must register with the SEC and provide detailed organizational and operational information via Form CA-1. - The SEC is seeking public comment on the necessity, accuracy, and burden of these information collection requirements. - The notice includes estimated compliance costs and burdens for affected entities. - No quantities, part numbers, or procurement-specific requirements are included, as this is a regulatory information collection notice.

Description

This notice from the Securities and Exchange Commission (SEC) announces the proposed extension of the currently approved collection of information under Rule 17Ab2-1 and Form CA-1. The collection requires clearing agencies to register with the SEC and provide information about their organization, capacities, and rules. The SEC invites public comment on the extension of this information collection, which supports regulatory oversight and compliance enforcement. The notice includes details on the estimated burden and costs associated with the collection.

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