Federal Register #2026-13638

SEC Notice: Application for Exemption by Goehring & Rozencwajg Investment Funds

This notice from the Securities and Exchange Commission (SEC) concerns an application for regulatory exemption, not a procurement opportunity. - Government buyer: - Securities and Exchange Commission (SEC) - Applicants (not vendors or OEMs in a procurement sense): - Goehring & Rozencwajg Investment Funds - Goehring & Rozencwajg Associates, LLC - Purpose of application: - Request for exemption under the Investment Company Act of 1940 - Seeks permission for a registered open-end management investment company to offer both ETF shares and mutual fund shares within a Multi-Class ETF Fund - Requests operational relief consistent with Rule 6c-11 - Seeks ability to offer multiple share classes - No products, part numbers, or purchase quantities are specified - No procurement of goods or services is involved - No OEMs or commercial vendors are referenced beyond the applicants - Notice is informational and does not solicit bids or proposals

Description

This notice pertains to an application filed by Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC requesting an order under the Investment Company Act of 1940 for exemptions related to offering multiple classes of shares, including exchange-traded fund (ETF) shares and mutual fund shares. The application seeks relief to permit a registered open-end management investment company to offer one class of ETF shares and one or more classes of non-exchange-traded shares. The order would provide operational relief consistent with Rule 6c-11 and allow the offering of multiple share classes within a Multi-Class ETF Fund. The application was filed on April 29, 2026.

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