Federal Register #2026-13358

SEC Notice: Extension of Information Collection for Municipal Advisor Registration Rules and Forms

This notice from the Securities and Exchange Commission (SEC) concerns the extension of information collection requirements for municipal advisor registration rules and forms. - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors: - SEC is the only entity mentioned; no commercial OEMs or vendors are referenced - Products/Services Requested: - No products or commercial services are being procured - The notice covers regulatory forms: MA, MA-I, MA-W, and MA-NR - Municipal advisors are required to file these forms to register, maintain, or terminate registration with the SEC - Unique or Notable Requirements: - Municipal advisors must maintain specific books and records - Advisors may need to consult outside counsel or compliance consultants - The notice details reporting burdens and cost estimates for compliance - This is a regulatory information collection extension, not a procurement or contract opportunity

Description

This notice from the Securities and Exchange Commission seeks comments on the extension of the collection of information related to the registration of municipal advisors under Rules 15Ba1-1 to 15Ba1-8 and associated forms MA, MA-I, MA-W, and MA-NR. The rules require municipal advisors to register with the Commission and maintain certain records. The notice outlines the regulatory background, reporting burdens, and cost estimates related to these registration requirements. It is part of the Commission's ongoing regulatory and administrative procedures.

View original listing